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Some
basic terms:
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endogenous cycles |
circadian |
circannual |
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free-running |
zeitgeber |
phase
advance/delay |
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SCN |
period/time genes |
retinohypothalamic path |
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pineal |
melatonin |
EEG/EOG/EMG |
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spindles |
myoclonic jerks |
hypnogogic/hypnopompic |
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paradoxical sleep |
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Endogenous
Rhythms and the Biological Clock (pp. 262-269)
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If you have
any doubts about the importance of biological rhythms in our lives, take a
look at the following pattern which represents about 13 months of one
person's life:
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Figure from A.
Borberly, Secrets of Sleep, 1986, p.171. |
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So...how is this 24 hr.
rhythm regulated? The figures below help explain how this is possible:

Used by permission from: Kalat, J.W.
Biological Psychology, 7th. Ed. Wadsworth Publ, 2001. p. 285 |
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SCN cell activity when cultured in vitro

[Figure adapted from the
Herzog Lab, 2001] |
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OK, so we know that the
SCN generates the circadian rhythms in most mammals. But, how does it
do so? What's the mechanism? What's all that stuff about
period and timeless?
Here's another
look at this from Jodi M

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What is melatonin
and what does it have to do w/ the SCN?
Here's an interesting update on how melatonin therapy has been used to
improve sleep for the blind.
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Most introductory
textbooks say that, in the absence
of zeitgebers, the human circadian rhythm is approximately 25 hours
in length.
Here is a description of an interesting case study that looked at this
question.
On p. 268,
your author notes that light continues to serve as a zeitgeber even
for animals that are functionally blind. Apparently, the
light-sensitive mechanism that sends signals through the retinohypothalamic
path to drive the internal clock is different from the one that produces
vision. Here's some old
research on this question, and HERE's
some more recent work on circadian mechanisms that adds a bit to how that might
work.
The
Measurement of Sleep Stages (pp.271-274)
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Some basic
terms you need to know:
- polysomnograph
- EEG
- EOG
- EMG
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You can
CLICK
HERE for a summary of the various stages of sleep. You'll need to
know something about all these polysomnographs.
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What is Figure 9.10 all
about? Maybe
this version makes
more sense.
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Here's a good
overview of
this material from Joy H and
another
from Caridad M..
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All of this has been on
sleep in humans...here's some stuff on
animals,
thanks to Kristi B
Brain
Mechanisms in Sleep (pp.274-279)
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The following
diagram shows many of the structures that are important in controlling
arousal. Be ready to talk about the critical structures and their
functions, including:
pontomesencephalon
locus
coeruleus
basal
forebrain
histamine/antihistamines
adenosine
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Used by permission
from: Kalat, J.W. Biological Psychology, 7th. Ed. Wadsworth Publ,
2001. p.266 |
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The shift from Wake
® NREM Sleep
First, a warning to students:
There is much about the neural regulation of sleep and wakefulness that
we do not yet understand, and the summary below is both incomplete and
tentative. By the time you have your PhD in neuroscience and are
teaching this course, our understanding will be much more complete.
Now, having said that, here are the basics that you need to
know (for the purposes of this course) about the brain mechanisms which control sleep and wakefulness:
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The
basal forebrain has long
been known as an important control center...there are major pathways
from the basal forebrain which distribute acetylcholine to
large areas of the cortex…these are the excitatory pathways that
produce activation and wakefulness. Also from the basal forebrain are
GABA pathways which are inhibitory and are important in the onset of
NREM sleep. The balance between these two opposing pathways plays an
important role in determining our transitions from waking to NREM
sleep.
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As described earlier in this webpage,
cells of the SCN spontaneously vary their activity level over
on a cyclical 24 hr. schedule. These cyclical signals activate
pathways that release histamine in various locations of the reticular
system, including the pontomesencephalon, the dorsal raphe
and the locus coeruleus.
Each of these areas shows activity which is maximal when awake and
alert, is reduced during NREM and is lowest during REM. Here are
what we believe to be the consequences of activating each of these
three brainstem regions:
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Activity in the pontomesencephalon
stimulates the acetylcholine regions of the basal forebrain, and thus
plays a major role in activating the cortex when awake. [Another way to activate the
pontomesencephalon is through sensory stimulation…perhaps that’s
why turning up the radio and rolling down the car window may help
fight off sleep when you are driving late at night.]
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The
locus coeruleus region of the reticular system is involved in
attention, alertness and orienting the body to meaningful stimuli.
This region of the reticular system
is also most active during waking, less active in NREM and inactive
during REM. This helps to explain REM paralysis and also the relative
insensitivity to outside stimuli during NREM and especially during
REM.
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Finally, the
dorsal raphe region of the brainstem is a major source of
serotonin pathways to the basal forebrain. Perhaps the activity
in these pathways during the day act to inhibit the GABA regions of
the basal forebrain. Then, at night when the dorsal raphe
cells
become silent, the basal forebrain may release GABA into the
cortex and, as a result, NREM sleep begins.
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Another important trigger for sleep is adenosine,
which is a by -product of metabolic
activity throughout the brain and body, and it accumulates with
increasing wakefulness. As it builds up, it inhibits the the
acetylcholine pathways from the basal forebrain and thus is important
in the transition to NREM sleep.
Some more random facts about sleep regulation:
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serotonin effects: mood, appetite, sleep, impulse control.
Deficiencies related to depression, bulemia, anorexia, overeating,
insomnia, anxiety and migraines.
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adenosine levels drop during sleep, thus allowing acetylcholine
pathways to become active again.
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caffeine blocks adenosine receptors and thus stimulates wakefullness
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locus coeruleus activity is low during cataplexy in narcolepsy
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locus coeruleus is also linked to stress, drug abuse, activated by
threats to survival.
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dorsal raphe...receives inpput from retinal ganglion cells.
Also, pathways that inhibit spinal motor neurons.
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In addition to the
mechanisms identified above, the shift from
waking to NREM sleep involves several CNS mechanisms. Be ready to
discuss the role of each of the following:
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Classroom activity:
Each student is to select one of the structures or neurotransmitters
above and do an in-class web search to find one new piece of information
which adds to our understanding of these sleep/wake issues. Be
sure to evaluate the quality of the website.
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The
cycling between NREM
↔ REM during sleep.
If the SCN were the only factor influencing the sleep-wake cycle, then
sleep patterns would be very simple: with the approach of evening,
arousal would slowly decline until we fell asleep. Sleep would then
gradually get deeper and deeper until a low point around 2:00 - 3:00 AM,
at which time the cycle would reverse and arousal would gradually
increase, eventually waking us up. Arousal and alertness would then
continue to increase till the high point is reached around 2:00PM, and
the 24-hr cycle would start all over again:

To some extent, this is
what we see...SWS generally is most pronounced during the first half of
the night (i.e. till about 2:00 or 3:00 AM if you go to bed at 11:00 PM)
and then is increasingly replaced by REM (a more activated brain state)
as morning approaches.
Clearly, however, there is more to the sleep cycle than this simple
24-hr ebb and flow. In particular, we experience significant variations
in CNS arousal on a 90 minute cycle all night long. This cycling
between NREM to REM sleep also involves several CNS mechanisms. Here
are some relevant observations:
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As early
as 1949, Moruzzi and Magoun found that stimulation of locations in the
reticular sytem in the brain stem led to activation of the cerebral
cortex and arousal. Sometimes, depending on the location stimulated,
the arousal was accompanied by increases in muscle tone and the
excitability of spinal reflexes (wake?). Other locations produced
arousal accompanied by reduced muscle tone and inhibition of spinal
reflexes (REM?).
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When the Pons is
surgically isolated from the cortex, then REM disappears and EEG
recordings from the cortex show cycling only between wake and NREM!
On the other hand, when the Pons is surgically isolated from the
spinal cord, then the cortex shows relatively normal Wake-NREM-REM
cycling.
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More recently, we
have found that the
Pons contains 2 groups of cells, called "REM-Off" and "REM-On" cells,
which alternate about every 90 minutes. When one of these sets of
cells become active, they gradually turn themselves off while turning
on the other set of cells. Then, when the second set become active,
they turn themselves off and while re-activating the first set. This
odd interaction leads to an alternating pattern of activity in the
two sets of cells.
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When the
"REM-On" cells in the Pons are active, they seem to trigger a whole
set of consequences:
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Selected areas
of the cortex show arousal at levels equal to waking, hence the very
active EEG seen in REM
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The
primary motor cortex, where motor commands originate, becomes
active, sending out lots of motor commands. However, those commands
are blocked as they pass down through the medulla on their way to
the muscles, hence REM paralysis. Damage to an area of the locus
coeruleus (see the Figure above) eliminates REM paralysis and
produces an odd phenomenon called
REM movement disorder.
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Sudden,
periodic bursts of activity are triggered by some of the REM-On
cells in the Pons. These bursts then spread to the visual parts of
the brain and to the muscles that move the eyes. These bursts begin
in the Pons and then quickly spread to the Lateral Geniculate
Nucleus of the thalamus and then to the Occipital lobe
(hence, PGO spikes). In addition, REM's to the right or left
are correlated w/ greater PGO activity in the right or left visual
areas of the brain.
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During
REM, the following locations are especially active:
- LGN and occipital
cortex (vision)
- vestibular nucleus
(balance, orientation and movement)
- primary motor cortex
(muscle movements)
- limbic system
(emotions and memory)
- occipital/parietal
junction (language and vision)
- During REM, the
following locations are relatively inactive or blocked:
- motor command
pathways in the brainstem...normally carrying motor commands to
the muscles
-
dorsolateral prefrontal cortex (working
memory and the organization of behavior sequences)
- sensory input:

Finally, it should be
noted that Nathaniel Kleitman (the father of sleep research) proposed
that this 90 min. cycling is not unique to sleep; rather, Kleitman
argued that it continues throughout the day; its effects are just less
noticable in the midst of all of our daytime activity. He called this
the Basic Rest-Activity Cycle (BRAC). The
existance and/or relevance of such an ultradian cycle is a bit
controversial. You can take a look a some recent evidence:
click here.
Now: some
basic sleep research issues and findings:
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How do
sleep patterns change across the lifetime?
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Is sleep
necessary? If so,
how
much, and what function(s) does it serve? The obvious way to
get at this issue is to look at what happens
when
we don't sleep. Another approach is to look at data like
those in Figure 9.17. Are you convinced? If you are, then
check this
out.
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How about REM
sleep; is it necessary, and if so, why? Selective deprivation leads to:
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reduced REM latency,
intrusions of REM-like phenomena during the day, and REM rebound during
recovery sleep (REM pressure)
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mild psychological
disturbances, including anxiety, irritability, and difficulty
concentrating.
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in rats, REM
deprivation has been reported to produce hyper-sexuality
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Relatively
few NREM deprivation studies because of methodological problems
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Before
finishing, let's look at one proposed model for understanding sleep by a
widely respected French researcher. (Note: to be fair to Borberly,
he has modified and refined this model, but the earlier, simpler version
below will serve our needs)

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The
primary purpose of this model is to account for the overall patterns
of sleep and wakefulness that are seen under a variety of conditions.
One way to measure wakefulness is the MSLT. So, does this
model adequately account for the MSLT data we saw earlier?
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Also,
based on what we read about Dava Sobel's experience in a free-running
environment, can you identify one additional factor that influences
sleep which isn't included in this model?
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Sleep disorders...
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here's some info on
sleep walking,
thanks to Angie H
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here's something on
narcolepsy from
Cathy G
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and here's
something on
apnea from Sarah S.
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finally, here's a site
on insomnia from Ben L.
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